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Curso M-0B Especialista en Compliance

Presencial Live Training In Company

Esta Titulación Propia de AENOR Especialista en Compliance le permitirá obtener la formación necesaria para asumir responsabilidades en la función de Compliance, así como en el diseño y gestión de modelos de prevención de comportamientos delictivos y participar activamente en una cultura de cumplimiento dentro la empresa.

Este programa está formado por los siguientes cursos. Para más información haz clic sobre ellos:

Intended for

Senior management, compliance officers, legal advice, internal and external audit and staff with responsibility for compliance generally.

Special promotion

*Discounts cannot be combined.

Objectives

Acquire the skills needed to take on responsibilities related to management, being aware of the legal framework that regulates crime in companies, and learn to establish the strategic lines for a crime prevention management model

Content

This programme is made up of the following courses. For more information, click here.

Specific content of each course:

Course M-61 - Compliance implementation framework
1. Introduction to compliance management
2. Regulatory frameworks and Compliance

• The legal entity and its framework of responsibility in relation to regulatory compliance.

3. Compliance and management of responsibilities

•Responsibilities framework

• The functions of the Compliance Officer

4. Compliance management systems

• Reference standards. Objective, structure, scope and definitions

• Functions and responsibilities in management systems

• ISO 37301 as a framework for compliance management

5. Recommendations for the design and implementation of a Compliance management System
6. Case studies

Course M-62 - Corporate crime prevention and detection
1. Offences, penalties and liability
2. Practical analysis of the corporate crime catalogue
3. Main types of criminal activity
4. Cross-cutting offences

• Public Treasury and Social Security

• Scams and culpable insolvencies

• Money laundering and terrorist financing

• Corruption and influence peddling

• Privacy and personal data

• Technological offences

• Market and consumers

5. Offences related to a specific sector of activity

• Environment

• Public health

• Intellectual and industrial property

• Planning offences

6. Controls, policies and procedures

7. Practical examples

Course M-63 - Compliance programme implementation workshop 1. Governance, risk management and compliance:
2. Defining and implementing a Compliance programme:
3. Content and implementation of a Compliance policy:
4. Code of eihics or conduct:
5. Whistleblower channel:
6. Risk map: identification and assessment of Compliance risks:
7. Monitoring system. Action plan:
8. Information reports:
9. Transparency policies (anti-corruption, conflict of interest):
10. Money-laundering prevention manual:
11. Data Protection:
12. Raising awareness and training:

Course M-60 – Criminal Compliance Management. Standard UNE 19602
1. Legal framework that regulates the commission of crimes in companies
2. Criminal liability of legal persons
3. UNE 19601:2017 Criminal Compliance Management Systems
4. Relationship of Standard UNE 19601 with the Spanish Penal Code
5. UNE 19601 Standard, criminal compliance management systems
6. Implementation and certification of the management system

Course M-67 – Implementation of a Compliance Management System ISO 37301
1. Introduction to compliance management
2. Development of the ISO 37301 Standard from ISO 19600
3. Most significant aspects of ISO 37301. Requirements and guidelines. Defining the scope of the standard
4. Detailed analysis of the requirements of the ISO 37301 standard and its relationship with the guidelines
5. Implementation of an ISO 37301 management system
6. Relationship between ISO 37301 and other compliance standards
7. Compliance management system certification
8. Case studies

Course M-64 – Prevention of corruption within the business environment: anti-bribery systems ISO 37001 and warning signs
1. Corruption in the international regulatory framework: the anglo-saxon model and its application to Spanish companies

1.1 Brief reference to the offence of bribery in the Spanish Penal Code

1.2 The US Foreign Corrupt Practice Act - FCPA

1.3 The UK Bribery Act

2. Standard ISO 37001 on Anti-bribery management systems and its relevance for companies in the prevention of corruption

2.1 Requirements of the ISO 37001 Standard

2.2 Practical application

2.3 ISO 37001 management system certification

3. Red Flags: Red flags for identifying corruption in commercial transactions
4. International Requirements and Best Practices in the evaluation of anti-corruption compliance programmes
5. Critical areas in corporate anti-corruption programmes and control measures

Live Training/Streaming

Aula virtual

11/11/2024 - 20/11/2024

1.675 + IVA 21%

Call description

Calendario de las sesiones PRESENCIALES/EN DIRECTO:

Fecha	Horario	Duración	Contenido
11/11/2024	9.00-14.00 y 15.30-18.00	7h	M-61 El marco de aplicación de Compliance
12/11/2024	9.00-14.00 y 15.30-18.00	7h	M-62 Prevención y detección de delitos corporativos
13/11/2024	9.00-14.00 y 15.30-18.00	7h	M-63 Taller de implantación de un programa de Compliance
18/11/2024	9.00-14.00 y 15.30-18.00	7h	M-60 Gestión de Compliance penal. Norma UNE 19601
19/11/2024	9.00-14.00 y 15.30-18.00	7h	M-67 Implantación de un Sistema de Gestión de Compliance ISO 37301
20/11/2024	9.00-14.00 y 15.30-18.00	7h	M-64 Prevención de la corrupción en el entorno empresarial: sistemas antisoborno ISO 37001 y señales de alerta

Schedule

42 hours. From 9.00am to 2.00pm and from 3.30pm to 6.00pm
Dates: 11/11/2024 - 20/11/2024

Special promotion

*Discounts cannot be combined.

Students will receive

Access to the AENOR Campus Virtual Library for two months.
In our Virtual Library you will have access to the standards UNE ISO 37301 Compliance management systems. Requirements with guidance for use; UNE-ISO 37001:2017 Anti-bribery Management Systems. Requirements with guidance for use; UNE 19601:2017 Criminal compliance management systems. Requirements and guidance for use, as well as a wide selection of standards from different management systems.
In these documents you will be able to underline, make annotations and many other functionalities you will be able to use during your training with AENOR.

Certificate

Upon completion of the training you will receive the Individual AENOR Qualification for Compliance Specialists.

To obtain this certification, at the end of the programme, the student must pass an exam that will be administered online.

Profesorado

Multidisciplinary teaching team made up of experts from AENOR, UBT LEGAL & COMPLIANCE, CUMPLEN, Fortuny Legal and Eversheds Nicea, who work in the area of legal and compliance and have extensive teaching experience.

Observations

The course price includes course material, coffee, lunch and exam and certification costs.

Course eligible for FUNDAE subsidy. Ask us!

On-site

Our facilities are designed to facilitate learning, in a modern and collaborative space. The location of the facilities is very well communicated by metro, train or bus.

Our courses are very practical and face-to-face training facilitates learning by applying knowledge through group work. It also makes it easier to communicate personally and to network with teachers and other students.

Coffee and working meals are included in our face-to-face courses.

AENOR guarantees compliance with the necessary health measures at all times.

Duration, schedule

42 hours. From 9.00am to 2.00pm and from 3.30pm to 6.00pm

Price

€1,675 (Taxes not included)

Live Training/Streaming

AENOR Live Training
The course is taught on an online training platform where the teacher and students meet and interact in a Virtual Classroom throughout the training period.
During the duration of the course, the teacher presents the subject by videoconference, with practical examples and taking into account the students' queries and questions.
The teacher combines theoretical sessions with collaborative exercises in work teams, which guarantees learning and knowledge acquisition, in a manner similar to face-to-face training.

Duration, schedule

42 hours. From 9.00am to 2.00pm and from 3.00pm to 5.30pm

Price

€1,675 (Taxes not included)

FUNDAE allowance In-company training